Secure Compliance Ltd
LE17 4GE Lutterworth, United Kingdom
Secure Compliance Ltd Company Information
General information
Compliance support, T&C supervision, audit services and regulatory returns
Client proposition, advice processes, standard documents and tools; in line with the findings of the various thematic reviews published by the FSA over the last couple years
Investment processes and risk profiling, in line with the most recent guidance from the FSA (Assessing suitability: Establishing the risk a customer is willing and able to take and making a suitable investment selection)
RDR/MMR preparation
Past business reviews
Acting as Locum
Access to a leading knowledge and competency system (used by Sesame and Openwork), ordinarily only available to larger firms, via our exclusive deal
Beamont Close 26 Lutterworth
- Opening hours
-
Monday:09:00 - 17:00Tuesday:09:00 - 17:00Wednesday:09:00 - 17:00Thursday:09:00 - 17:00Friday:09:00 - 17:00
- Phone number
- +443335000555
- Linki
- Keywords
- business management consultant
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